INTRODUCTION — Antiepileptic drugs (AEDs) are the primary treatment modality for patients with epilepsy. However, approximately one-third of patients with epilepsy continue to have seizures on medication [1]. Polypharmacy can reduce the number of seizures in many of these patients, but may not lead to complete seizure control, and medication side effects are often increased. Nonpharmacologic options include epilepsy surgery, ketogenic diet, and vagus nerve stimulator (VNS) therapy.
In 1997, the VNS Therapy System™ (Cyberonics, Inc) was approved by the Food and Drug Administration (FDA) as adjunctive therapy for adults and adolescents over 12 years of age whose partial-onset seizures were refractory to antiepileptic drugs. This topic reviews the relevant anatomy, possible mechanisms of action, and clinical results of VNS in patients with epilepsy. Other aspects of epilepsy treatment are discussed separately. (See "Overview of the management of epilepsy in adults" and "Evaluation and management of intractable epilepsy".)
ANATOMY — The vagus nerve is primarily comprised of afferent nerve fibers, which have their cell bodies in the nodose and jugular ganglia and synapse bilaterally on the nucleus of the solitary tract (NTS) in the brainstem. From the NTS, vagal afferent pathways project on many regions in the brain, including pontine and midbrain nuclei, the cerebellum, thalamus, and cortex.
One vagal pathway, perhaps of particular relevance to epilepsy therapy, ascends to the forebrain via the pontine parabrachial nucleus [2]. This pathway transmits sensations of visceral origin to the ventroposterior parvocellular nucleus of the thalamus, which then projects to the insular cortex [3]. The parabrachial nucleus also projects to other thalamic nuclei, the amygdala, and the basal forebrain. These vagal projections to sites that are often found to generate seizures are likely relevant to the therapeutic effect of vagus nerve stimulation (VNS) in epilepsy treatment.
The locus coeruleus, another pontine nucleus, also receives afferents from the NTS. While receiving less dense vagal input than the parabrachial nucleus, the locus coeruleus may be essential to the antiepileptic effect of VNS, as suggested by animal studies using ablative and immunolabeling procedures [4,5].
Vagal efferent fibers originate in the dorsal motor nucleus of the vagus and the nucleus ambiguous. These innervate the heart, vocal cords, and other laryngeal and pharyngeal muscles, and also provide parasympathetic input to the gastrointestinal viscera [6]. Because the right vagus nerve provides more innervation to the cardiac atria than the left vagus nerve, electrical stimulation of the left vagus nerve is generally used in clinical practice to avoid adverse cardiac effects [7]. However, right-sided VNS has been reported safe in at least one case series, and in animal studies it appears equally effective against seizures as left-sided stimulation [8,9].
MECHANISM OF ACTION — The vagus nerve stimulator (VNS) is a battery-powered device similar to a cardiac pacemaker. Stimulating leads are placed around the left vagus nerve in the carotid sheath and are connected to an infraclavicular subcutaneous programmable pacemaker (figure 1). A wand attached to a laptop computer is waved over the device to program the stimulation intensity, frequency, duration, and other therapeutic parameters.
While vagus nerve stimulation therapy has been shown to be an effective treatment for epilepsy, the mechanism of its therapeutic effect remains unknown.
In the 1960's, studies in animals showed that repetitive vagus nerve stimulation (VNS) either synchronizes or desynchronizes cortical electrical activity, depending on the stimulus frequency and current strength, which, in turn, determine the relative activation of myelinated versus unmyelinated fibers [10-12]. Because epileptic seizures are characterized by hypersynchronized cortical activity, this observation that VNS can desynchronize cortical rhythms was one of the earliest findings that suggested a potential antiepileptic effect of VNS.
VNS studies in a variety of animal models were then undertaken and have demonstrated that VNS has multiple antiepileptic properties [13-20]:
How VNS exerts its antiseizure properties remains unclear. Studies in animal models and in patients with epilepsy suggest some possible facets of underlying mechanisms:
EFFICACY — The first case series of patients treated with vagus nerve stimulation (VNS) was reported in 1990 [40]. This was followed by two pivotal trials of VNS in patients with partial epilepsy, the E03 study [41-44] and the E05 study [45].
Partial-onset seizures — The E03 and E05 studies were multicenter, blinded, randomized trials that compared two different VNS stimulation protocols for partial-onset seizures: active treatment or high stimulation (30 Hz, 30 seconds on, five minutes off, 500 microseconds pulse width) and an active control, low stimulation (1 Hz, 30 seconds on, 90 to 180 minutes off, 130 microseconds pulse width) [41-45]. Enrolled patients were at least 12 years of age with at least six seizures per month. Patients were treated with a mean of 2.1 antiepileptic drugs (AEDs) at study entry; these were not adjusted during the study period. The primary efficacy measure was the percentage change in seizure frequency during VNS treatment (measured over 12 weeks, two weeks after implantation) compared with a 12-week preimplantation baseline.
Patients in both studies, as well as 124 other patients who received VNS on a compassionate-use basis, were followed for an additional 12 months [46-48]. All patients received high-stimulation VNS. Median seizure reductions compared with baseline appeared even greater than in the controlled portion of the study: 34 percent at three months and 45 percent at 12 months. At 12 months, 20 percent of patients achieved seizure reduction of greater than 75 percent. These and other open-label studies suggest that the efficacy of VNS may improve over time [49-54]. However, these results should be interpreted with some caution; there were no control groups in these studies, and AED adjustments, permitted during in at least some of these observational studies, may have contributed to improved seizure control.
Other seizure types and patient populations — A number of open case reports and uncontrolled studies of VNS have been published, suggesting that the benefits of VNS extend to a broad range of patients in regard to age, neurologic comorbidity, epilepsy syndrome, and seizure type.
There is no evidence that efficacy of VNS is any different in children compared with adolescents and adults [56-59]. It has been used with success in children as young as 11 months.
A relatively large accumulation of clinical experience with VNS in the Lennox Gastaut syndrome is due in part to the fact that seizures are often medically intractable, and surgical treatment options are limited [58,62-72]. VNS appears to be particularly effective in this patient group, leading to a greater than 50 percent reduction in seizure frequency, shortened seizure duration, and reduced number of AEDs prescribed [72].
Other refractory epilepsies with onset in childhood can also respond to VNS; these include epileptic encephalopathies (eg, Landau Kleffner syndrome, severe myoclonic epilepsy of infancy, Dravet syndrome), tuberous sclerosis complex, and typical absence epilepsy [53,57,58,60,62-68,73-77].
Nonseizure outcomes — Quality of life measures improve in most studies of VNS in both children and adults [57-59,71,84-88]. While this effect is greatest in those who achieve the highest reduction in seizures, there appears to be an effect that is independent of reduction in seizure frequency, and may relate to independent effects of VNS on mood, alertness, and other factors. As with seizure reduction, improvement in quality of life measures also appear to increase over time.
Evidence indicating that VNS may improve mood and other depressive symptoms in patients with epilepsy is inconclusive [89-91]. In some but not all studies, a positive effect of VNS on mood appeared to correlate with reduction in seizures. VNS is under investigation as a treatment for major depression in nonepileptic patients. (See "Treatment of resistant depression in adults", section on 'Vagus nerve stimulation'.)
VNS may improve daytime alertness and vigilance and reduce daytime sleepiness despite its potential to exacerbate sleep apnea (see 'Other adverse effects' below [67,85,92,93]. In one series, this was documented by longer mean sleep latency times and improved scores on a daytime sleepiness scale. Improved alertness occurred even in patients without significant reduction in seizure frequency [93]. Vagal stimulation of brainstem centers known to promote alertness (eg, parabrachial nucleus, locus ceruleus) may mediate this effect. There appears to be a differential effect of high versus low-intensity stimulus on sleep and alertness. Low-intensity stimulation (<1.5 mA) more consistently improves daytime alertness than higher intensity stimulation [85,93]. In one study, higher intensity stimulation was associated with reduced REM sleep [92].
Children with autism and mental retardation have demonstrated improved behavioral outcomes with VNS treatment of their epilepsy. Benefits included improved alertness, mental age, and performance on functional measures and some cognitive tests, as well as reduced autistic behaviors [57,63,69,73,75,84,94]. In some cases, these improvements appeared to be independent of seizure control. In adult patients, cognition does not appear to be positively or negatively affected by VNS treatment [95,96].
Reduction of AEDs can be of primary benefit to patients and may also impact the quality of life outcomes discussed above. In most cases, patients with VNS continue to require medical treatment [97]. However, some patients are able to reduce one or more drugs and/or doses, and a few patients are seizure free with VNS and no AED treatment [60,98]. There is limited information regarding the frequency of this outcome. Larger series indicate that most patients remain on the same number of AEDs after VNS, but don't specifically discuss dose alterations [54,57,97]. Smaller case series report higher percentages of AED dose and/or drug reductions, perhaps reflecting a more aggressive effort of the clinicians involved in achieving this goal [98].
SAFETY AND TOLERABILITY
Common side effects — In the E03 study, side effects that occurred in at least 5 percent of patients receiving high-stimulation vagus nerve stimulation (VNS) were [44]:
Hoarseness was the only side effect that occurred significantly more often with high stimulation than with low stimulation. In the E05 study, shortness of breath and pharyngitis, as well as voice alteration, occurred significantly more often in the high-stimulation group than in the low-stimulation group [45]. Lowering the pulse width of stimulation can alleviate symptoms and allow for higher stimulation intensities [99]. Lowering the frequency can also attenuate side effects related to VNS stimulation.
Long-term studies of vagus nerve stimulation (VNS) generally show improved tolerability over time [54]. Among 444 patients who continued VNS after participating in a clinical study, the most commonly reported side effects at the end of the first year post-implantation were voice alteration (29 percent), tingling (12 percent), dyspnea (8 percent), and cough (8 percent); at the end of two years, the prevalence of these complaints was 19, 4, 3, and 6 percent, and at three years, each of these was present in less than 3 percent. High retention rates (>70 percent) may be an indicator of how well VNS is tolerated.
Cardiac events — Physiologic studies have generally found no clinically relevant effects of chronic VNS on cardiorespiratory function [100-102]. However, bradycardia followed by transient asystole lasting up to 45 seconds has been reported in association with the lead test conducted during VNS implantation in approximately 0.1 percent of cases [103-105]. Complete heart block due to atrioventricular nodal block was documented in three patients with no reported adverse effects [106]. In some cases, a rechallenge stimulus is uneventful, and the VNS has been implanted successfully without adverse consequences. More often, the procedure is aborted. In general, baseline cardiac conduction disorders are considered a contraindication to VNS.
Two case reports describe VNS-induced episodes of bradycardia and asystole occurring 2 and 9 years after device implantation [107,108].
Mortality — Neither sudden death nor overall mortality rates appear to be increased in patients receiving VNS. Rates of sudden unexplained death in epilepsy (SUDEP) were similar among a cohort of 1819 individuals with VNS to that of other cohorts of patients with medically refractory epilepsy [109].
Magnetic resonance imaging — The presence of any implanted pacemaker is widely regarded as a contraindication to magnetic resonance imaging (MRI). Potential problems include considerable heating at the lead tip, which has been documented in animal experiments, and programming changes of pacing parameters [110]. (See "Principles of magnetic resonance imaging", section on 'Precautions'.)
The VNS manufacturer's (Cyberonics, Inc) guidelines state that brain MRI operating at <2 Tesla and a specific absorption rate of <1.3 W/kg, conducted with a send and receive head coil, with the VNS turned off is safe [111,112]. Other head and body coils are considered unsafe. There are no guidelines for MRI of other body parts nor for machines operating at 3 Tesla (T), which are increasingly prevalent. The published evidence supporting these guidelines is limited:
Given the paucity of safety data, use of MRI outside the limits outlined by the manufacturer cannot be considered safe and is not recommended.
End of battery life — As the VNS generator battery is expended, seizure frequency may increase in some patients [113,114]. Others may note decreased or irregular perception of stimulation [114]. Fortunately, the end of battery service can be predicted with the current VNS model, allowing for elective generator replacement before the battery is fully depleted. Patients have been reported who initially responded to VNS, but did not regain seizure control with VNS re-implant after a period of seizure-worsening associated with an expended battery [113]. As a result of these cases, it is generally agreed that patients who experience efficacy with VNS should have the generator battery replaced before it is expended.
Other adverse effects — Surgical complications associated with VNS are infrequent. Early reports of electrode failure and lead fracture appear to be largely resolved with improvements in the device and enhancements in surgical techniques and postoperative care [115-118].
CLINICAL APPLICATION — The Food and Drug Administration (FDA) has approved vagus nerve stimulator (VNS) therapy as adjunctive treatment for adults and adolescents over 12 years of age whose partial-onset seizures were refractory to antiepileptic drugs. Since the approval of VNS therapy for epilepsy, clinicians have actively debated its role [137-140]. While further controlled studies are needed to more fully understand the safety, tolerability, and efficacy profile of VNS in children and in patients with generalized seizures, VNS is often used in these cases as well.
In general, VNS is considered a valid treatment option for patients with well-documented medically-refractory seizures, who are either opposed to intracranial surgery, are not candidates, or whose medically-refractory seizures were not substantially improved by prior intracranial epilepsy surgery [51,79,80]. Resective surgery for appropriate candidates is preferred over VNS because of the substantially greater potential for complete seizure remission. (See "Surgical therapy of epilepsy in adults" and "Evaluation and management of intractable epilepsy".)
While the initial cost of VNS implantation is high ($15,000 to $25,000), economic analyses suggest that VNS is associated with subsequent reductions in epilepsy-related direct medical care that may offset the cost of VNS within the lifespan of the generator [138,141-143].
Identification of factors that accurately predict a clinical response to VNS has been elusive [52,144,145]. While some studies have suggested that VNS may be more efficacious in individuals who have had refractory seizures for a shorter duration, other studies find rather that seizures with an onset later in age (greater than one year) have a better response to VNS [57,59,60]. Earlier age of epilepsy onset is also a predictor of medical intractability [146]. Further studies are needed to identify predictive factors associated with a response to VNS.
Typical initiation stimulation parameters are outlined in the table (table 1). These are then adjusted over outpatient follow-up to maximize efficacy and minimize side effects. More research is needed to determine whether any initiation stimulation settings provide more benefit than standard initial settings [26,147]
SUMMARY AND RECOMMENDATIONS — Vagus nerve stimulation (VNS) is effective, safe, and well-tolerated in patients with long-standing, refractory partial-onset seizures.
DISCLOSURE — Steven C Schachter, MD, an author of this topic review, is a consultant for Cyberonics, Inc, developers and marketers of the VNS Therapy System, and is an inventor on a patent in the area of vagus nerve stimulation therapy that is licensed to Cyberonics, Inc.
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